according to either one of the two channels as follows: 1. In case of a violation without a widespread impact and liable to criminal fining, the SEC shall submit the case to the Criminal Fining Committee
Related Regulations The purpose of the restriction on unitholding in mutual fund above one-third of the outstanding investment units is to promote the more extensive distribution of investment units. The
) checking the basic individual qualifications of the applicant i.e. having extensive audit experience, holding a CPA license, not possessing prohibited characteristics and