. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works, but they shall keep monitoring such operations. Division 3 Impacts from
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
any follow-up action. A supplier which has been audited can be considered as (i) ‘qualified’, in which case it will be re-audited in the next cycle to keep this qualification, or (ii) ‘in progress’, in
fifteen days. The order shall also be published in the Government Gazette and in at least one local daily newspaper with a wide circulation. Section 27. When the SEC Office has notified an order for the
juristic person for a period of not less than fifteen days. The order shall also be published in the Government Gazette and in at least one local daily newspaper with a wide circulation. Section 27. When the
participation” as a new type of securities. The definition aims to be a generic description of standardized investment instruments, which by virtue of standardization have the ability to reach a wide group of
, registering a growth of 45% QoQ and 21% YoY), positive contract adjustments and inventory gains Our company-wide cost and business transformation, Project Olympus, yielded US$67M during the quarter, on track
comprehensive risk management principles and policies, a risk-aware culture Bank-wide, as well as good corporate governance. All of the above endeavors and satisfactory operating performance, together with sound
of Thailand; (3) having sufficient networks and channels for providing services or communication which is able to reach a wide range of investors; (4) having financial readiness without any reasonable