management's command because it serves the whole company, not just the board. Q: Apart from the name of the company secretary, what else must be notified to the SEC Office? A: All required
management's command because it serves the whole company, not just the board. Q: Apart from the name of the company secretary, what else must be notified to the SEC Office? A: All required
work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
stakeholders " Our mission is : “To assure conducive environment for a fair, efficient, dynamic and inclusive capital market" ____________________________ * The SEC represents the whole organization of the
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
market as a whole and minimize impacts on the rights of involved parties. “Capital market” is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities
market as a whole and minimize impacts on the rights of involved parties. “Capital market” is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3