provisions under Division 2: Supervision and Control of Chapter 4: Securities Business of the SEA, in whole or in part. 1.3 Paid-up registered capital of securities company The SEC has discretionary power to
Division 4: Register and Transferability of Chapter 2: Issuance of Securities or Section 88, in whole or in part. SECTION 33/2.5 In case of an offering for sale of newly issued securities in the category
or Section 88, in whole or in part. SECTION 33/2.5 In case of an offering for sale of newly issued securities in the category specified in the notification of the SEC whereby the return of such
third paragraph of Section 10; (4) donated assets; (5) assets derived from investments or interests incurred from assets of the fund; (6) the whole amount of the employee’s assets transferred from his
of Section 6; (3) surcharges pursuant to the third paragraph of Section 10; (4) donated assets; (5) assets derived from investments or interests incurred from assets of the fund; (6) the whole amount
complete supplementary documents as required by the notification of the SEC Office. After the lapse of time as specified in the second paragraph, if the SEC Office does not notify the derivatives business
Section 10; (4) donated assets; (5) assets derived from investments or interests incurred from assets of the fund; (6) the whole amount of the employee’s assets transferred from his previous fund or from
related to the asset of the company or the subsidiary; (3) entering, amending or terminating of contract with respect to the granting of a lease or hire-purchase of business or asset in whole or in part
judgment, is placed under receivership by a court’s order or is ordered by the government or any regulatory body under any other laws to suspend its business either in whole or in part, the provisions of