Disclose inside information to the other persons, either directly or indirectly and by any means, while one knows or ought reasonably to know that the receiver of such information may exploit such
the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
and medium-term objectives, goals, strategies, and plans are consistent with the long-term objectives, while utilising innovation and technology effectively. Principle 1 | 2 | 3 | 4 | 5 | 6
offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
while focusing on protecting and safeguarding the best interests of the investors. 1.4 The private fund management company shall not follow orders of the clients without any considerations and judgments
to develop and follow up on the success of projects that can concretely add value to the community while respecting community interests. (5) Responsibilities to the environment by preventing, reducing
business days from the day the corrective action is completed. (3) While carrying out the corrective action, the mutual fund management company shall disclose the information about the action to prospective