SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
On 21 November 2023, the Cabinet approved the principles for tax incentive measures to promote sustainable investment in Thailand for a 10-year tax period (2023-2032), leading to the support for the establishment of Thai ESG Funds. Individuals with taxable income are eligible for a tax deduction of up to 30 percent of their assessable income, with a maximum limit of 100,000 baht per tax year, for the purchase of units of any Thai ESG Funds on the condition that they hold the investment uni...
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
business sector’s awareness and readiness to handle cyber threats, with guest speakers, i.e., Pol. Col. Naughtakid Phromchan, Director of the Operations Office, Thailand Computer Emergency Response Team
Thai ESG funds. The initiative is expected to raise the public awareness of long-term savings to promote financial wellness and drive Thailand towards sustainable development. For more details
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
เงินธนาคาร ภายใต้แนวคิด “Wealth to wellness” พร้อมเยี่ยมชมบูธต่าง ๆ ภายในงานร่วมกับนายสันติ วิริยะรังสฤษฎ์ ประธานจัดงานมหกรรมการเงิน Money Expo และนางสาวภาคนี วิริยะรังสฤษฎ์ ประธานจัดงานร่วมมหกรรมการเงิน
Transforming Economy,? attracting world-famous speakers to share their experience on corporate culture development for sustainable business as a means to handle new challenge and take care of shareholders and
consultants to handle suitable portfolios for investors through different company names such as Global Investments Far East Ltd. and Global Investments International Ltd. via www.globalinvestments.net and
auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed