for property fund, infrastructure fund, REITs, and infrastructure trusts. The auditors must be rotated off after 7 cumulative years of service and must serve a cooling-off period for 5 consecutive
accordingly. The revised rules on the rotation of auditors specify that the auditors of a listed company must be rotated off after 7 cumulative years of service and must serve a cooling-off period for 5
securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
custodians for private funds and provident funds, and (2) criteria for transferring private and/or provident funds to mutual funds under management of the same asset management company.The consultation paper
, such as, the first-time stock sale for the public or the Initial Public Offering (IPO), the issuing and sale of various types debentures and bonds, the method of fund-raising via crowdfunding, as well
Bangkok, May 30, 2014 ? The SEC kicks off ?Financial Literacy in Workplace? Project or ?FL in Workplace? to promote financial literacy and skills among Thai people through 100 companies and
Bangkok, May 30, 2014 ? The SEC kicks off ?Financial Literacy in Workplace? Project or ?FL in Workplace? to promote financial literacy and skills among Thai people through 100 companies and
been well-aware of this urgent agenda and therefore sought collaborative actions from all parties under the project ?Financial Literacy: Road to Thailand?s prosperity? to kick off the first financial
had misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the
misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the client’s account