SECURITIES AND EXCHANGE COMMISSION (UNOFFICIAL TRANSLATION) Codified up to No.2 As of 10 July 2015 Readers should be aware that only the original Thai text has legal force and that this English
SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English
baht and [net capital ratio] not less than 7% of general liabilities and collateral at the end of any business day. In case the securities company has ceased its derivatives business and already informed
the debt securities holders’ official representative who acts in a fiduciary capacity for the debt securities holders, as well as the provisions applicable to this representation. 2. Disclose the
well as the individual face value of each type of debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or
ASEAN DEBT SECURITIES DISCLOSURE STANDARDS 1 แบบ 69-SUPPLEMENT-FD Commercial Name of the Issuer……………………………………… Offering to…………………………………………………………………… Types of Debt Securities ……………………………………………… Size
Microsoft Word - Other Securities Business_2552_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
Notification of the Securities and Exchange Commission Re: Units of Foreign ETF Deemed as Securities Not Subject to Provisions on Public Offering of Securities, as well as to prescribe criteria governing