: ............................................................................... 8. Performing of audit work ( Full-time time used for performing audit work per week ........................ hour(s) ( Non-full-time time used for performing audit work per week

unit in order to correctly reflect cash inflow or outflow of the fund and current market value of the asset but should not be less than once a week (b) There should be a prescription of a deadline for

customer within seven days from the date the derivatives broker completes its consideration of the customer complaint; (3) notifying the customer to acknowledge the rights to propose the complaint to be

Office has submitted the claimant’s selected list of three arbitrators to the respondent, the respondent shall select one arbitrator from the list and notify the Office within seven days from the date on

. (3) once the case of the complaint is deemed final, the securities company shall inform the results of solutions to the complaint to the customer within seven days from the date when the complaint case

within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The provision in Clause 3(1)(b) shall not apply to

such change to the SEC Office within seven days from the effective date of the change specifying therein the effective date of such change. Clause 3. The SEC Office shall notify the derivatives business

Clause 4, the management company shall report such fact in writing to the Office within seven days from the date when the prohibited characteristics of such mutual fund manager become known or there are

the SEC Office within seven days from the date on which such questionable conduct is found. Clause 16 A securities company shall keep records of giving of advice, accepting of trading orders, and

report to the Office such termination under Paragraph 1 within seven days from the date of termination. The approval of the fund’s establishment shall be terminated on the date the Office is notified. The