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Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April 2002 2 BANG OF AYUDHYA PUBLIC COMPANY LIMITED 16 October 2003 3 DEUTSCHE BANK AG BANGKOK BRANCH 15 July 2004 4
TMBThanachart Bank Public Company Limited 3000 Phahon Yothin Rd., Chom Phon, Chatuchak, Bangkok 10900 August 27, 2004 4 Bank of Ayudhya Public Company Limited 1222 Rama III Road Bang Phongphang Yan Nawa Bangkok
Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private fund management under this Ministerial Regulation whose shares are
Date 1 TISCO Bank Public Company Limited 48/2 TISCO Tower, North Sathorn Road Silom Bangrak Bangkok 10500 Thailand 11 August 2000 1 August 2001 2 Citibank,N.A 399 Sukhumvit Road, Interchange 21 Building
services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company