the Securities and Exchange Commission No. KorThor 59/2543 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. As added by the Notification of the
, Special section, Vol. 121Ngor, dated 29 October 2004. As added by the Notification of the Securities and Exchange Commission No. KorThor. 47/2547 Re: Registration of Derivatives Business Operator in the
Exchange Commission. Clause 2. The following provision shall be added as the second paragraph of Clause 44 of the Notification of the Office of the Securities and Exchange Commission, No. SorNor. 28/2549 Re
Issue, Volume 121, Special Section 26Ngor. This is added by the Notification No. OrNor. 4/2547 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (No.2) dated 09/03/2004. This is added
February 2005. As added by the Notification of the Securities and Exchange Commission No. Kor Khor.19/2547 Re: Rules, Conditions and Procedures of Securities Brokerage and Securities Dealing which are not
. The Notification of the Office of Securities and Exchange Commission No. SorThor. 8/2549 Re: Report Forms of Securities Companies (No. 2) dated 31 March 2006. As added by the Notification of the Office
Capital Market Supervisory Board by virtue of Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. The following provision shall be added as Clause 2/1
Advisors and Appointment of Investment Advisory Agents (No. 4), dated 28 February 2005. As added by the Notification of the Securities and Exchange Commission No. KorKhor. 44/2546 Re: Rules, Conditions and
: Rules for Undertaking Derivatives Business for Licensed Derivatives Dealer (No.2) dated 6 September 2011. 4 Added by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re: Rules
Government Gazette, Volume 119, Special section 32Ngor, dated 4 April 2002. As added by the notification of the Securities and Exchange Commission No. KorThor.29/2545 Re: Custody of Client Assets of a