ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 17/07/2012 - 30/07/2012
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)
กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)
ONE ASSET MANAGEMENT LIMITED|Specific Fund
ONE ASSET MANAGEMENT LIMITED|Specific Fund
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Cross Investing Fund | Offering Date : 22/07/2019 - 30/07/2019
LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 16/03/2020 - 24/02/2020
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Cross Investing Fund | Offering Date : 09/01/2017 - 13/01/2017