can be submitted to the SEC before the filing the original application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to
Persons Wealth Advice for All A Settlor of an Infrastructure Trust Trustee Digital Asset Business Operators Secondary Market and Related Entities Enforcement Prevention of Unfair
and Audit Oversight Mutual Fund Business Operators Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators
Operators Registered Persons Investment Consultant Fund Manager Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary
Related Rules and Regulations Intermediaries A Settlor of an Infrastructure Trust Trustee Wealth Advice for All Filing / Prospectus Fundraisers / Listed Companies For Personnels (FM/IC/IP/Analyst
Oversight Mutual Fund Business Operators Regulatory Summary Intermediaries Regulations Asset Management Regulations Related Forms Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust
Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action
Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Secondary Market/Securities