private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested
investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
apply for an applicable license with SEC. In this regard, SEC adopts the regulations on business conducting for “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” purporting to ensure
apply for an applicable license with SEC. In this regard, SEC adopts the regulations on business conducting for “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” purporting to ensure
exceeding 26.6 million baht), plus an investment fund for opening new branches at an approximate value of 351 million baht. The total transaction value is approximately 777.6 million baht. W has made a
COMPANY LIMITED CLASSIC GOLD COMPANY LIMITED CLASSIC AUSIRIS FUTURES COMPANY LIMITED QUANTUM WEALTH INVESTMENT ADVISORY SECURITIES COMPANY LIMITED COINDEE COMPANY LIMITED COINS TH COMPANY LIMITED KINGSFORD
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
not exceeding 26.6 million baht), plus an investment fund for opening new branches at an approximate value of 351 million baht. The total transaction value is approximately 777.6 million baht. A
) LIMITED SECURE WEALTH INVESTMENT ADVISORY SECURITIES COMPANY LIMITED CGS-CIMB SECURITIES (THAILAND) COMPANY LIMITED CIMB THAI BANK PUBLIC COMPANY LIMITED CIMB ADVISORY (THAILAND) COMPANY LIMITED SAGE