Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and

Asia Wealth Securities Public Company Limited Between March 26, 2021 and February 11, 2022, Asia Wealth Securities Public Company Limited, as a securities and derivatives broker, failed to maintain

Mr. Supakorn Soontornkit Between September 7, 2017 and July 11, 2019; Mr. Supakorn Soontornkit, chief executive officer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset

Mr. Supakorn Soontornkit Between March 20, 2017 and September 18, 2018; Mr. Supakorn Soontornkit, chief executive officer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset

Mrs. Apirati Chairat Between September 7, 2017 and December 1, 2018; Mrs. Apirati Chairat, managing directer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset Management?), failed

ASIA WEALTH SECURITIES COMPANY LIMITED This case is in the process of inquiry by the Criminal Court. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024

Wealth Creation International Advisory Securities Company Limited Wealth Creation International Advisory Securities Company Limited ("WCI"), an investment advisory company, prepared and

Asia Wealth Securities Public Company Limited Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net capital (NC

markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it

Asia Wealth Securities Public Company Limited Between June 4, 2020 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, engaged in an act which may cause damage or