of private fund management or derivatives business in the category of derivatives fund manager, as the case may be. In case of overseas investment management, the designated person must be authorized
contracts overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for the
) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
of using the organization’s information systems in such a way that damages the intermediary or the capital market or has an impact on the national security under Clause 13(2) are: defamation, extortion
/7/43 18/7/43-19/9/43 Chicony Overseas Inc. บมจ.เอกธำรง เคจีไอ 3,156,267 หุ้น 687,900 W 66.70 19,044,129 หุ้น 191,800 W 38.31 27.88 หุ้น 71.61 W 27.88 หุ้น 38.80 W 28.00 744 ล้าน 10 บมจ.เดอะโคเจเนอ
marketing policies of the major products or services during the prior year by way of, for example, general comparison with competitors (numerical data not required), customers’ characteristics, target groups
characteristics as specified in the notification of the SEC. “derivatives exchange” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of
/ Soi Road Sub-district District Province Zip Code Country Tel. Fax. E-mail Overseas Address : (only for a non-Thai national, please specify overseas contact address) 1.6 Academic Background Highest
marketing policies of the major products or services during the preceding year by way of, for example, general comparison with competitors, customers’ characteristics, target customers, sales and distribution