related persons shall include at least the following details: (1) the relationship between the mutual fund and the person who will sell, distribute, transfer, let out, or grant the right to assets of an

ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on

อยกวา 25 ลานบาท 2. การเปลี่ยนแปลงระดับ early warning สําหรับบริษัทหลักทรัพยและกําหนดระดบั early warning สําหรับผูไดรับใบอนุญาตเปนตวัแทนซื้อขายสัญญาฯ 2.1 กรณีบริษัทหลักทรัพย แกไขระดับ early

investment consultants imposed administrative sanction as Investment Consultant and Director & Executive. /2 Excluding the cases where the SEC Office issued warning letters which are not deemed administrative

date of the application: )a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Exchange to issue a warning to the investors or

Subscription period: No. of units offered for sale: Par value per unit: Type of offering:  PO  PP (II)*  PP (HNW)*  PP (II&HNW) Total offering value: Underlying: Sale/transfer restriction (if any): Specific

date of the application: (a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Stock Exchange to issue a warning to the investors or

: - Sales increased by 534.91 million baht or 41.47% from 1,289.83 million baht in Q1/2019 to 1,824.74 million baht in Q1/2020 because of the transfer in Metris Rama9 - Ramkumhang which was completed

but not limited to: smart networks early warning systems for droughts, floods water quality monitoring processes • Stormwater warning systems • Floodwater warning systems • Dam failure warning systems

trust, the Requirements for All Types of Trust set out in Chapter 1. The applicant is also required to present a restriction on the unit transfer that would prohibit any transfer, save for inheritance