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company where noncompliance with limitation on unitholding has been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or
advisor of shareholders Two types of advisory tasks; as for a tender offer and for a whitewash waiver For a tender offer Providing opinions on the tender offer for securities and other documents
structured notes, except investment for the purpose of risk hedging; 5. There shall not be any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the