within one year, unless such condition has been waived by the SEC Office; 2. the financial lease contract which a derivatives broker , as lessee, is entitled to prematurely terminate without the condition
maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company , as lessee, would be able to terminate the contract before the
baht per license. Application fee under Paragraph 1(1) and license fee under Paragraph 1(2) which is four million eight hundred and fifty thousand per license shall be waived for the following applicants
applicant has paid the application fee for such securities business license, the application fee under this Notification shall be waived. Clause 16 In case of applying for derivatives business license type
waived from the Office as provided in Section 98(7)(b). Clause 11. Management company shall provide and deliver information of investment or holding of the assets as asset of the management company to the
shall bear no term or condition in which the securities company can be waived its responsibility to the clients, whether it is done from the act or omission of an act, intentionally or by negligence of
person who is approved by the SEC Office under this Notification shall be exempted from being regarded as securities business in the following categories during the period of such regulatory sandbox, but
shall be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox , but only within the units or departments providing services under
for foreign investors or the exempted person under Section 103(7) or (8)(b) or (c) of the Securities and Exchange Act B.E. 2535 (1992). Clause 4. An executive of any securities company shall not possess
applicant shall pay for the license fee on the date of receiving the license. Clause 9 The fees specified under Clause 8 shall be exempted in the case where the applicant is a juristic person specified under