probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
เติมพบว่า {ก} ไม่แจ้งหลักเกณฑ์ Volatile Stock ซึ่งเป็นข้อปฏิบัติเกี่ยวกับข้อมูลความเสี่ยงของหลักทรัพย์บางหลักทรัพย์ และภาระหน้าที่ในการชำระเงินค่าซื้อหลักทรัพย์ดังกล่าวให้ลูกค้าทราบก่อนที่ลูกค้าสั่งซื้อ
of by unfair business operations. However, other types of risks are also present, such as business risks of entities and the risk due to volatile prices of digital assets.Lastly, “Knowing SEC’s
market. Nonetheless, the highly volatile environment has led some investors to redeem their investment units from bond mutual funds. This has forced some bond mutual funds to liquidate their bond
นายไพบูลย์ ดำรงวารี ผู้อำนวยการ ฝ่ายจดทะเบียนหลักทรัพย์ 2 ร่วมบรรยายและเสวนาในรายการ DCT Digital Future Talk ในหัวข้อ “ปลดล็อก Crowdfunding ESOP และ Convertible Note เพื่อ Digital Startup” ซึ่งจัดโดย
.__________________ Note: The consultation paper is available at https://capital.sec.or.th/webapp/phs/upload/phs1543378775hearing_55_2561.pdf
bankruptcy court's approval. ______________________________ Note: SEC no.22/2018 SEC instructs EARTH to clarify the existence and the fair value of mining property rights on 16 March, 2018.
Thailand with a particular focus on the cutting edge of finance: FinTech and sustainability.”Note to EditorsThe previous MoU was signed on 1 September 2020. More details can be found here: MoU on Financial
the revised G20/OECD Principles of Corporate Governance where sustainability-related governance is among the key revisions.The Meeting took note of the results of the landscape survey among ACMF member