board‟s responsibilities inherently demand the exercise of objective, independent judgement. However, given the ownership structure in Asia, directors often remain appointees of controlling shareholders

The SEC Board plays a vital role in formulating policies and supervising the SEC in its mission to regulate and develop the capital market with efficiency, fairness, transparency and integrity. The

managers from across the globe. Liquidity in the money market and high cash levels among institutional investors are also favourable factors on the demand side of the market. The newly-launched program of

, the resources of supervisory, regulatory and enforcement authorities may come under strain. As a result, in order to follow developments, they will have a significant demand for fully qualified staff to

services are efficient, transparent, and examinable, in a bid to promote confidence towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the

Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and

, or debentures that are payable on demand or have maturity of less than one year. Such instruments will be less affected than those with longer maturity from the changes in interest rates. Such fund is

excellent opportunities for sustainable growth, so we can say that good CG adds to a firm’s value and sustains its growth. In 2002, The Stock Exchange of Thailand (SET) supported listed firms have to good CG

SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to