, and that intermediaries and their employees will carry out their operation responsibly pursuant to professional and ethical standards. · Criminal sanctions : The procedure can be carried out
, and that intermediaries and their employees will carry out their operation responsibly pursuant to professional and ethical standards. · Criminal sanctions : The procedure can be carried out
to contribute to the development of professional standards and keep track of policy changes. In addition, the committee provides a great forum for the SEC to share the challenges facing Thailand in
Phuvanatnaranubala, Secretary-General, Securities and Exchange Commision,Thailand at the Fitch Thailand’s 2010 Annual Conference, September 1, 2010 The Pan-ASEAN Vision: Driving the Integration of ASEAN Capital
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
effort towards encouraging and supporting Thailand Federation of Accounting Professions in prescribing accounting professional standards to be in line with the international, both the development of
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
กันจัดทำแผนฯ ฉบับใหม่ เพื่อให้สอดรับกับวิสัยทัศน์ของประชาคมเศรษฐกิจอาเซียนปี 2568 (ASEAN Economic Community Vision 2025) และได้แบ่งแผนดังกล่าวเป็น 2 ระยะ ได้แก่ (1) แผนปฏิบัติการเชื่อมโยงตลาดทุนอาเซียน
regarding unfair securities trading activities. (7) not having the following prohibited behaviors; lack of professional ethics or violation of or non-compliance with the regulations
accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and making investment decisions with confidence; being treated fairly in securities trading