PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to

determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or

Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 175/2022 http

Dated 11/11/2022 Thailand’s Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11/2022 Settlement Committee

Committee Order No. 175/2022 Dated 11/11/2022 Thailand’s Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11