ultimate responsibility over the system of quality management (SOQM) functions within the firm? B3 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how
entity or person who is able to influence the affairs of the audit firm or its affiliate or performance of any audit engagement? B.III Employment Relationships and Governance Role: Firm's Reference
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time
MINT Issued by MACQ # B MINT28C2302B 8 Call Warrants on MINT Issued by JPM # A MINT41C2302A 8 Call Warrants on OR Issued by MACQ # A OR28C2302A 8 Call Warrants on OSP Issued by KGI # A OSP13C2302A 8 Call
important matters for consideration on the firm’s competence to conduct the audit, for example: - Firm personnel have knowledge of relevant industries or subject matters; - Firm personnel have experience with
by YUANTA # A MINT19C2303A 8 Call Warrants on MTC Issued by KGI # A MTC13C2303A 8 Call Warrants on OR Issued by YUANTA # A OR19C2303A 8 Call Warrants on OSP Issued by YUANTA # A OSP19C2303A 8 Call
Issued by TNS # A MINT16C2302A 6 Call Warrants on MTC Issued by ASPS # A MTC08C2302A 6 Call Warrants on MTC Issued by MST # G MTC42C2302G 6 Call Warrants on OR Issued by ASPS # A OR08C2302A 6 Call Warrants
KGI # A PLANB13C2304A 9 Call Warrants on PTT Issued by KGI # A PTT13C2304A 9 Put Warrants on PTT Issued by KGI # A PTT13P2304A 9 Put Warrants on PTTEP Issued by KGI # A PTTEP13P2304A 9 Call Warrants on
9 Call Warrants on MTC Issued by JPM # Call Warrant on MTC Issued by JPM # B MTC41C2306B 9 Call Warrants on PTG Issued by JPM # Call Warrant on PTG Issued by JPM # A PTG41C2306A 9 Call Warrants on PTT
Warrants on PTT Issued by KGI # A PTT13P2303A 5 Call Warrants on PTTEP Issued by KKPS # A PTTEP06C2303A 5 Call Warrants on PTTGC Issued by KGI # A PTTGC13C2303A 5 Call Warrants on RATCH Issued by KGI # A