from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per the following details: (a) Where the mutual fund management company wishes to
management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per the following details: (a) Where the mutual fund management company wishes to
person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than departmental manager and oversees the Accounting and Finance Department directly, whether
person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than departmental manager and oversees the Accounting and Finance Department directly, whether
higher than the benefits for the fund; or the mutual fund management company fails to appoint a new guarantor, the mutual fund management company shall take any of the following actions: (3.1) Dissolve
higher than the benefits for the fund; or the mutual fund management company fails to appoint a new guarantor, the mutual fund management company shall take any of the following actions: (3.1) Dissolve
securities to be higher or lower than it should have been; 5. Placing, modifying, or cancelling a securities trading order in such a way that obstructs securities trading of other persons, which causes
securities to be higher or lower than it should have been; 5. Placing, modifying, or cancelling a securities trading order in such a way that obstructs securities trading of other persons, which causes