ocedures Gov e amendment Around the W Market Superv Board of Gove panies Conce ary shares of ue diligence o r condition p d the Executi d/or managing newly issued o the entering he contracts, ncluding but
__________________ Clause 4 Unless specified otherwise in this Notification, in establishing and managing a mutual fund under this Notification, the management company shall comply with the regulations related to
intermediary under receivership by court order for the benefit of managing the clearing and settlement of derivatives or securities of clients, and for the management of clients’ assets having no obligations
take the highest responsibility in managing the company’s affairs, regardless of his position called otherwise; (3) “person with power of management” means a deputy manager, an assistant manager, a
Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20 of
governing determination of juristic person that is institutional investor; (UNOFFICIAL TRANSLATION) “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission and
the Securities and Exchange Commission governing determination of juristic person that is institutional investor; (UNOFFICIAL TRANSLATION) “derivatives exchange” means any derivatives exchange licensed