invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading

, economic and political risk as well as regional risk of the countries in which they have invested. Since the aforesaid risks may affect the financial status of the securities company, it is deemed necessary

on Holding of Investment Units of Mutual Funds and Duties of Management Companies. The intermediary shall dispose of the units invested under (1) of Paragraph 1 at the earliest occasion by taking into

and shall also contain a term specifying the category of the infrastructure business to be invested; (3)11 having a minimum capital of two billion baht and the policy to invest in infrastructure assets

undertaking any act in compliance with this Notification. Clause 13. In case the derivatives broker invested in securities or held position for their proprietary account before the effective date of this

mutual funds’ assets; (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested

which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified

following funds: (a) a fund which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract

products are different from plain vanilla products; therefore, although the client has ever invested in or entered into a transaction of risky or complex capital market products, the client ought to

client regarding the risks and characteristics of the bonds to be invested, using either one or more of the following methods; (a) arrange for an employee who can give such information to the client to be