, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
> Ministerial Regulations > MRSArchive Ministerial Regulations SHARE : Detail Content Archive No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended
category of mutual fund management shall be carried out by syndication of financial institution and other legal entities as specified in the Ministerial Regulation No.4 (B.E. 2535) promulgated under the
which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
after a specified period. The guarantor shall be a juristic person (not the mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank
financial statements in compliance with the International Accounting Standards Board (IASB) or the American Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board
company; "financial institution" means any financial institution in accordance with law on interest on loan granted by financial institution; "SEC Office" means the Office of the SEC. Clause 2 No
(Country Fund) สามารถจัดทำเป็นไปตามมาตรฐานการบัญชีของ International Accounting Standards Board (IASB) หรือ American Institution of Certified Public Accountants (AICPA) หรือ Financial Accounting Standards