Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the Ministerial Regulation No. 9 (B.E. 2540) issued under the
Commission No. KorDor 29/2540 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the
follows: Total Value of Transaction = maximum borrowing amount x maximum interest rate x maximum maturity = THB 400,000,000.00 x 3.60% x 3 year = THB 43,200,000.00 4.2) Size of Transaction : Size of the
: Not more than THB 2,800,000.00; the calculation is as follows: Total Value of Transaction = maximum borrowing amount x maximum interest rate x maximum maturity = THB 160,000,000.00 x 1.75% x 1 year
follows: Total Value of Transaction = maximum borrowing amount x maximum interest rate x maximum maturity = THB 160,000,000.00 x 3.50% x 3 year = THB 16,800,000.00 4.2) Size of Transaction : Size of the
follows: Total Value of Transaction = maximum borrowing amount x maximum interest rate x maximum maturity = THB 160,000,000.00 x 3.50% x 3 year = THB 16,800,000.00 4.2) Size of Transaction : Size of the
Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
Transaction 4.1) Total Value of Transaction : Not more than THB 39,000,000.00; the calculation is as follows: Total Value of Transaction = maximum borrowing amount x maximum interest rate x maximum maturity
1,500,000,000; the calculation is as follows: Total Value of Transaction = maximum borrowing amount x maximum interest rate x maximum maturity = THB 1,500,000,000 x 1.70% x 1 year = THB 25,500,000 Remark: The