names of the mutual fund and the day of which the price correction is made. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
offered only to persons related to the issuer or II or HNW. - If the offering is made to HNW who is not a person related to the issuer, it shall be made through intermediaries. - Applicable to the
the program is that it must be demonstrated that internal information is not used to the benefit the executives. Criteria for consideration Contribution must be regularly made to the program in order to
the scheme capital can be made after the change in the scheme capital has been registered with the SEC. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial
: (1) being a counter party to licensee to operate securities business in the category of securities borrowing and lending or securities depositary center, if such arrangement is made for such counter
bills, the approval will be granted upon submission of a report on features of the bills. - Can be offered only to II or HNW. - If the offering is made to HNW, it shall be made through intermediaries
scheme capital (calculation based on the par value); 3) An additional offering of investment units to increase the scheme capital can be made after the change in the scheme capital has been registered
. A copy of balance sheet and the annual report must be submitted to the SEC by the specified period. Amendments or addition to the articles of the associations can be made with a resolution of the
unitholders wish to transfer to the other RMF, the transfer fees shall be waived if it is the first transfer order made by the unitholders within the specified period. 22.2 RMFs receiving transfer of proceeds