ownership of, the possessory right or the leasehold in land, building, construction, machine, equipment including all other related assets used in the operation of an infrastructure business; (b) the

used in business operation 6. Future projects 7. Legal disputes 8. Other important information 2.3 Management and corporate governance 9. Information on securities and shareholders 10. Management

or contracts. “ insurance ” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of

-General Office of the Securities and Exchange Commission In support of the application for approval of the Office of the Securities and Exchange Commission submitted by ………[FULL NAME OF APPLICANT

incidents which may cause major operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission Appendix Division 1

any securities; “general advice” means giving advice to any person regardless of the purpose of investment, financial position and desire of such person; “specific advice” means giving advice to any

., shareholders, entities whose shares are held, common shareholders, common directors, using the same trademarks, or sharing employees, etc. In case of shareholding between the audit firm and any of the network

of brokerage services on listed securities, shall come into force as from 1 January 2016; (3)3 Repealed. (4)3 Repealed. Chapter 1 General Provisions ___________________ Clause 2 In this Notification

. General information and other material facts 19 Part 2: Corporate Governance 6. Corporate governance policy 21 7. Corporate governance structure and material facts related to the board, 23 subcommittees

. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Form 16-4 The office of Securities and Exchange Commission Form of Registration to be a Derivatives Business