authorities empowered to supervise financial business or has been barred from serving as the executive or the major shareholder of the supervised legal entity and, at present, has not been permitted to
investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
that the capital market will be developed toward sustainable growth and generate positive impacts on the national economy. At present, there are six legislations administered by the SEC, namely: the
and employees to create motivation to work and build the sense of ownership of the company. It is similar to ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing
sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders without having to request for approval and submit filing. However, the company must
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management
disguise or making up non-existing facts. 8. Complete disclosure of information in accordance with the prescribed form. - Applicable to the offering of bonds only. - Application shall be submitted for an
making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form
operation of the securities businesses. At present, three associations related to the securities business are as following: The Thai Bond Market Association The Association of Thai Securities Companies The