Disclose inside information to the other persons, either directly or indirectly and by any means, while one knows or ought reasonably to know that the receiver of such information may exploit such
Disclose inside information to the other persons, either directly or indirectly and by any means, while one knows or ought reasonably to know that the receiver of such information may exploit such
one month from the completion of the offering period. (2) The company may cease the offering of investment units for sale during the IPO period by notifying the SEC within seven days from the date of
one month from the completion of the offering period. (2) The company may cease the offering of investment units for sale during the IPO period by notifying the SEC within seven days from the date of
audit opinions on financial reports of at least 2 business for not less than 1 year during the period of 5 years before filing an application for approval. In this regard, such businesses shall involve
while focusing on protecting and safeguarding the best interests of the investors. 1.4 The private fund management company shall not follow orders of the clients without any considerations and judgments
while focusing on protecting and safeguarding the best interests of the investors. 1.4 The private fund management company shall not follow orders of the clients without any considerations and judgments
price lower than the IPO price. during the six months period before submitting the application, if the company offers to sell PP shares at a lower price than IPO shares, such shares must be in silent
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
determine the term of debt securities to be in line with their term of financial needs. On the investors' side, debt securities provide an investment alternative during the period of fluctuations in the