The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
code of ethics for SEC workforce in line with the intention of the Ethical Standards Act. The drafted code of ethics contains regulations which require the workforce to perform work and uphold ethics
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and
Independent Audit Regulators (IFIAR) to uphold the standards of audit quality globally.About ACRA The Accounting and Corporate Regulatory Authority (ACRA) is the national regulator of business entities and
Independent Audit Regulators (IFIAR) to uphold the standards of audit quality globally.About ACRA The Accounting and Corporate Regulatory Authority (ACRA) is the national regulator of business entities and
sustainability, uphold investor confidence and adhere to good governance principles. With good governance, the capital market will attract investment.? Vorapol added
is very crucial to build up sustainability, uphold investor confidence and adhere to good governance principles. With good governance, the capital market will attract investment.? Vorapol added
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However