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Untrustworthy Characteristics of Director and Executive as Prescribed in Notification No. Kor Jor 3/2560 (Form 57-E1) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in
Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market Supervisory Board No. TorJor. 19/2553 Re: Rules for Listing Names of Persons on Database of Directors and
. The criteria for consideration are as follows: 1.1 The directors, executives and controlling persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other
securities issuing companies. 4. The controlling persons shall not have any of the untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal
Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Digital Asset Business Operators Secondary Market and
have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy characteristics. Disclosure of information is complete and sufficient for making a decision to
database of directors and executives of the securities issuing companies. 3.2 The controlling persons shall not have any of the untrustworthy characteristics. 4. In case of foreign companies, 4.1 Offering of