ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
holding limit is applied as in compliance with the regulations for infrastructure activities under IFF's investment. * In the case of many sponsors in the fund, the investment units held by all sponsors
the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
holding limit is applied as in compliance with the regulations for infrastructure activities under IFF's investment. * In the case of many sponsors in the fund, the investment units held by all sponsors
documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an integral part of Form 35 – ARFP CIS . CIS Operator is required to complete
characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing
file an application with the SEC Office within 90 days (or by 14 August 2018). In such case, the business can continue unless the application is denied. In any case, to prevent the use of
approval for digital token offering would be limited to companies established under Thai law in accordance with the policy of the Ministry of Finance. The approval criteria include clear disclosure of