cylinders of PICNI and SCT Vietnam Gas Co., Ltd., and audit on the past record of purchases of small-sized gas cylinders determined by the Revenue Department as fictitious purchases. The SEC therefore
profi rison to profi %. from investm 101.59 millio change rate lo Baht 21.93 nt the unreali aht 79.19 mill or 69.40% fr ,479.10 milli n, which has t and Vietnam ht 41.83 millio m. ration Combi it from
unreali Financial For the six the same p with intere amount of 11.28 milli For the se printing bu business, th 9.09 millio Share of p Share of p six-month d administra x-month of 2 usiness increa n the
) creation of numerous fictitious transactions to generate revenues and a falsify impression of giant-leap business expansion, etc. Given such landscape, encouraging listed companies to implement measures to
anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in order to engage in securities
). Clause 11. Securities companies shall not allow the use of anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a
, insufficient for investment decision making or contained misleading information for investors, which constituted the covering-up, concealment or creation of fictitious information that may not have existed in a
covering-up, concealment or creation of fictitious information that may not have existed in a transaction or material undertaking; (d) having withdrawn an application for approval of an offer for sale of
Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................
บริษัทจัดการไมควรยินยอมใหลูกคาเปดบัญชี/ทําสัญญาจัดการกองทุน โดยใช นามแฝง หรือปกปดชื่อลูกคาที่แทจริง (anonymous account หรือ fictitious name account) หรือมี ลักษณะอําพรางเพื่อประโยชนของบุคคลอื่น