issued such order; (6) having a demeanor constituting an offense under (3), which is a ground for the SEC Office to file a criminal complaint against such person with the inquiry official, and being under

that the fine is fully paid, the criminal prosecution shall be extinguished. Filing a complaint with inquiry official/DSI begins a criminal proceeding. The inquiry official will conduct further

judgement of the Appeal Court shall be final. The SEC Office files a complaint with inquiry official for the violation. Violating the prohibition(s) NO. NO - a suspension of trading in securities and

Annual Report 2001 A N N U A L R E P O R T 2 0 0 1 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2001 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND 10th and 13th-16th Fl. Diethelm Towers B, 93/1 Wireless Road, Lump...

considered as the commission of offences under (3) and was named in the SEC Office’s complaint filed with the inquiry officer, and the case is in the inquiry officer’s process or the public prosecutor’s

checks B.E. 2534 and guilt on defrauding to creditors, respectively, of which the two cases, the Company did not complain to the inquiry officer but filing the case to the Court and the inquiry process has

addition of impact measurement results • Investor relations: More investor inquiry for green bonds after issuance and ongoing reporting • One-off green bond framework setup and expenses for external review

Court), respectively. For these 3 cases, the Company did not complain to the inquiry officer but filing the case to the Court and the inquiry process has been completed. Two lawsuits have already been

: “SECTION 266/1 An inquiry official may use the information, facts, documents and any evidence that the SEC Office has submitted with the filing of complaint against the offender as part of the criminal

a whole shall be consolidated under CCPH’s account as a whole in aiming to waive unnecessary tax concerns in Philippines as per inquiry from the Philippines authorities. 2. The Board of Directors