Inside brokers Weikai Li, Abhiroop Mukherjee, Rik Sen WHO SHOULD REGULATE INVESTMENT ADVISERS? Ben Charoenwong* National University of Singapore Alan Kwan Hong Kong University Tarik Umar Rice

of market integrity and investor protection by raising professional work standards and capabilities of both entities and individuals involved with various functions of our capital market such as

r i holds an LLB (2nd Class Honors) f rom Chulalongkorn University (John F. Kennedy Foundation scholarship student), a Barrister-at-Law of Thai Bar Association, and LLM from Columbia University (Thai

increasing the efficiency of legal enforcement and investor protection and establishing a proactive policy to increase competent auditors in support of potential increase in the number of listed companies

international commitment, anchored by a USD 100 million contribution from Norway, for a USD 400 million fund intended to catalyse protection of 5 million hectares of forests and peatlands through increased

Market and create confidence for investors, the SEC closely monitors and inspects individuals and entities under its supervision. To ensure investors have adequate protection and receive accurate and

currently under consideration of the Fiscal Policy Office, Ministry of Finance. Strengthening supervision and corporate governance To enhance investor protection and confidence, the SEC imposed a number of

Administration Chiang Mai University Introduction According to Jensen and Meckling (1976)’s agency theory, an audit is an agent cost that helps reduce information asymmetry between an agent and a principal

was the financial literacy development with an aim to educate the public and investors on capital market investment and investor rights protection as well as to establish the robust foundation of the

purposes of water collection, storage, treatment or distribution, or for flood protection or drought resilience. Water Infrastructure Criteria under the Climate Bonds Standard – Criteria Document Climate