English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE : Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations
Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE : Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations
) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
Fund (Foreign ETF) SHARE : Detail Content SEC regulations on foreign exchange-traded fund (foreign ETF) allow the units of foreign ETF that are established under the law of foreign jurisdiction and
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
allocation of IPO shares to sponsors which complies with related criteria." The result of sale of IPO shares must be reported within 30 days after the closing date in the digital system of https