, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.
) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors and high net worth investors at the amount of 500 million baht for a maturity term of 11 months and 29
all related parties. ** Preferential public offering (PPO) is a general offering of newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding
proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual
exclusively for green, social and sustainable securities, to allow global investors a convenient information access to such products and attract foreign investments to Thailand.Following the meeting, SEC
newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding proportion. PPO requires approval of the shareholders’ meeting and the newly issued shares
securities businesses. The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license
quality of audit firms and performance of individual auditors instead of solely focusing on audit fees. In the long run, a reliable quality control system would support auditors and their teams in providing
working methods, emphasizing analysis and the mixed use of supervisory tools to achieve the intended outcome without relying solely on regulations,? added Mr. Rapee.The SEC strategic plan has engaged market