, control or management, including any connected person in relation to such person. In this regard, such person may be liable to cause the intermediary to provide services to clients unfairly. 3 Amended by
agencies shall submit a letter to the SEC Office certifying that it has prepared the terms and conditions of corporate bonds which are clear and free from any provisions unfairly taking advantage of the
The approved entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the
entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the foreign entity and
specified in the prospectus in order to prevent late trading that may have unfairly benefit to other unitholders. 3.2 Investment Management System Objective A management company shall have an investment
prepared the terms and conditions of bonds which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the bond issuer and affixed with