guarantor, the qualification of the new guarantor and terms of guarantee agreement shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company
sale and allocation of units An offer for sale shall be carried out through an underwriter. The offeror may arrange proportions of units to be allocated to different groups of investors. This shall be
Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
the performance of duties of the underwriter The underwriter must examine and co-sign the report of shares allocation to sponsors (form 81-1-IPO 200) to certify that “the company has a monitoring
after a specified period. The guarantor shall be a juristic person (not the mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank
สร้างประโยชน์ และจำนวนหุ้นที่จัดสรร 4. หลักเกณฑ์การรายงานผลการจัดสรรหุ้น IPO และการทำหน้าที่ของผู้จัดจำหน่ายหลักทรัพย์ (underwriter) ให้ underwriter ตรวจสอบและร่วมลงนามในรายงานผลการจัดสรรหุ้นให้กับผู้
. Offer for sale through an underwriter no restrictions with restrictions 4. Restrictions for unit holdings - any persons or a group of the associated persons not more than 50% of the total trust units sold
correctness of information provided. 2. Listing in the Stock Exchange no restrictions listing in the Stock Exchange is required 3. Offer for sale through an underwriter no restrictions with restrictions 4