Wazzadu Transmedia Company Limited Wazzadu Transmedia Company Limited (“Wazzadu”) had duty to prepare and submit the result of the convertible debenture sale report within 15 December 2020. However

Vonder (Thailand) Company Limited Vonder (Thailand) Company Limited (“VONDER”) had duty to prepare and submit the result of the convertible debenture sale report within 4 January 2021. However

Vulcan Coalition Company Limited Vulcan Coalition Company Limited failed to prepare and submit the result of the convertible debenture sale report to the SEC Office within October 15,2020 which is

WSmart (Thailand) Company Limited WSmart (Thailand) Company Limited ("WSmart") had duties to prepare and submit the result of the Convertible Debenture (PP-SME) sale report to the SEC

Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) failed to prepare and submit results of the structured debenture sale report to Securities and Exchange Commission

Trinity Watthana Public Company Limited. Trinity Watthana Public Company Limited. (“TNITY”) failed to prepare and submit the result of the debenture of TNITY No.7/2021 sale report to SEC within

KGI Securities (Thailand) Public Company Limited KGI Securities (Thailand) Public Company Limited (“KGI”) failed to prepare and submit 4 results of the structured debenture sale report to SEC within

procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4

that according to the Debenture No. 2 amount of 319.50 million baht which would be due on 2 August 2019, PPPM would repay the principal and interest on 7 August 2019. However, PPPM published such

) system that according to the Debenture No. 2 amount of 319.50 million baht which would be due on 2 August 2019, PPPM would repay the principal and interest on 7 August 2019. However, PPPM published such