through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
Government Gazette / send the circulars / conduct seminars or dialogues with practitioners to ensure their correct understanding and implementation of the new notifications Acts and Royal Enactments
impede staff operation. All departments were required to set up their separate contingency plan to alleviate the impacts of such emergencies and ensure normal and continual operation of businesses in the
Money Work Through Mutual Fundsé education program aimed to promote mutual fund understanding through the media and various activities ● Provided and disseminated mutual fund information via SECûs website
systems to ensure continuity of business and a timely resumption to normal operations. The SEC also examined the SET's policies and procedures on BCP and business continuity management (BCM) adopting as the
, especially on investment policy and types of securities for investment, in an alignment with standards ● Simplified the preparation of prospectus and performance reports for easy understanding in plain
have information about the voting right of their shares at any point of time. Investor Education Program From the survey conducted by the SEC, it was found to be necessary to foster understanding of the
the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription
as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription, issuance and settlement of securities, and organization of