lender or its agent , do so with an understanding that such borrowing or lending is made in accordance with any of the following purposes: (1) to enable the borrower or other persons to deliver securities
providing services that involves the followings: (a) selecting and assigning personnel having knowledge and understanding of each type of capital market products or services to be seller or service provider
) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within 1 year as from the date of calculation, only in the portion no more than the value
include receivable of securities trading by cash, under margin loans and a pledged asset receivable, i.e. the cash deposited as collateral with a securities lending creditor or the securities depository
) subordinated liabilities which is unsecured and is not under the condition permitting the creditor to call for prepayment before the maturity date, only in the portion of liabilities not exceeding the
ถึง บริษัทกระทำในฐานะตัวแทนของผู้ให้ยืมหลักทรัพย์ โดยให้แสดงจำนวนรายของผู้ให้ยืมหลักทรัพย์ที่แต่งตั้งบริษัทเป็นตัวแทนในการให้ยืมหลักทรัพย์ (end-lender) ทั้งนี้ ไม่รวมถึงในกรณีที่ผู้ให้ยืมหลักทรัพย์มิได้
Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an
including the following liabilities: (a) subordinated liabilities which is unsecured and is not under the condition permitting the creditor to call for prepayment before the maturity date, only in the portion