authorisation or approval, as the case may be, of the relevant Covered Fund. 2. Management Companies Based on their common understanding of their regulatory and supervisory frameworks concerning management
Tackling Fracking: Collaboration with Company Experts Brings New Understanding to Risks .................... 29 Escalation Strategies: The Council of Institutional Investors’ Ignored Majority Votes
reporting. The ICGN also welcomes efforts to develop acceptable common understanding, standards and guidance for disclosure and reporting to support the financial statements which are being pursued by
CONGLOMERATE, to ensure common understanding and practices • Organizing training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy via the KBank e-Learning
common understanding of the Statement of Corporate Governance Principles, compliance with regulatory requirements and internal control guidelines - Arranging orientation sessions on good corporate
-Wallet application as an added e-payment channel for our Multi-Corporate Business clients. Large Corporate Business KBank emphasizes the importance of enhancing our employees’ knowledge and understanding
investment analyst by a regulator in an ASEAN country which is accepted by the SEC Office.1 1 an ASEAN country which is accepted by the SEC Office means a signatory to the Memorandum of Understanding on the
control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
process Illustrates the steps related to understanding how IT affects the entity’s flows of transactions for significant accounts and disclosures 10 Understand how IT affects flow of transaction/identify
• Different regulatory landscapes, stewardship practices • Corporate structure, decision making process, influence of investors and other stakeholders • Understanding if and when tabling of various engagement