The board should demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives
Fund Management) Circular Letter No. SEC (Wor) 24/2552 Re: Clarification for Understanding of Private Fund Management Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
Government Gazette / send the circulars / conduct seminars or dialogues with practitioners to ensure their correct understanding and implementation of the new notifications Acts and Royal Enactments
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
, and establishing provident funds. 6. The board should demonstrate a thorough understanding of the company’s shareholder structure and its impact on the control and management of the company. 7. The
holding from the greatest to the least (3) Daily disclosure of an increase or reduction of the investment units The mutual fund management company shall inform the mutual fund supervisor and all unitholders
ธุรกิจในตลาดทุนได้อย่างมีประสิทธิภาพ โปร่ งใส และเป็นธรรม ตลาดทุนสามารถเชื่อมโยง รองรับการพัฒนาเศรษฐกิจสังคมได้ โดยมีการจัดการความเสี่ยงมิให้ก่อให้เกิดผลกระทบในวงกว้าง (reduction of systemic risk