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Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5680

SEC focuses on understanding business and development of ecosystem to uplift Thai capital market

Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5954

Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date

https://market.sec.or.th/public/orap/fundmanager01.aspx?lang=en

The UK and the Thai Securities and Exchange Commission sign Memorandum of Understanding to promote inclusive economic growth in the Financial Services sector

The MoU strengthens the existing relationship between the UK and the SEC, formalising collaboration in areas including accounting standards; the development of Financial Technology (FinTech) to facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially, specific areas of focus will include green bonds, the fintech ecosystem, e-Know Your Customer,...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8434

SEC suspends five investment consultants and bans three of them from performing duties as branch manager

persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6780

Mutual Fund Prospectus - KT-MAB : KTAM Multi Manager Asset Balanced Fund

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 27/04/2018 - 11/05/2018

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0088&PYR=2561

Mutual Fund Prospectus - KT-MFE : KTAM Multi Manager Flexible Equity Fund

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 27/04/2018 - 11/05/2018

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0101&PYR=2561

Mutual Fund Prospectus - KT-MFB : KTAM Multi Manager Flexible Bond Fund

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 27/04/2018 - 11/05/2018

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0103&PYR=2561

SEC signed the MoU on Cross-border Publication of Research Reports, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of

SEC Secretary-General Rapee Sucharitakul (1st from right) signed the Memorandum of Understanding on Cross-border Publication of Research Reports with the regulators from Malaysia, the Philippines

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7376