Privacy Policy Personal Data Protection Policy for Internal Administration (Website) The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
SEC ( 26 ) Investors ( 16 ) Act and Royal Enactment ( 12 ) investor ( 11 ) Market Data ( 10 ) Enforcement ( 7 ) Manual Select ( 7 ) Strategic Plan ( 7 ) Intermediaries ( 4 ) Financial Report ( 3 ) IPO
, the value of the project may also decrease. In addition the Board of Directors’ meeting has resolved to make a memorandum of understanding with the major shareholder representatives of Akkrawat
Government Gazette / send the circulars / conduct seminars or dialogues with practitioners to ensure their correct understanding and implementation of the new notifications Acts and Royal Enactments
members must keep in confidence any data obtained during the course of duty and must not take advantage of such undisclosed information; ë Other areas: The SEC Board members must perform their duties
confidentiality and data protection. The SEC has put in place internal procedures to ensure that its exercise of powers and duties are consistently applied. Operational Risk Management The SEC has developed its
Money Work Through Mutual Fundsé education program aimed to promote mutual fund understanding through the media and various activities ● Provided and disseminated mutual fund information via SECûs website
English (United States) News_Detail × Home > News/Market Data > SEC News > News Detail × SEC News
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
have information about the voting right of their shares at any point of time. Investor Education Program From the survey conducted by the SEC, it was found to be necessary to foster understanding of the